Capital punishment also known as death penalty, is the legal practice in India in which a person 
is put to death by state for serious crimes. It is legal but rarely voted and also a highly debated 
matter in India. Execution is not always carried out, because of the possibility of commutation 
to life imprisonment. Since 1995 it has been used only five times on Auto Shankar in 1995, 
Dhananjoy Chatterjee in 2004, Ajmal Kasab in 2012, Afzal Guru in 2013 and Yakub Memon
in 2015.
Capital punishment breaches the human rights as it violates the right to life which 
happens to be the most basic of all human rights. Eighty four countries banned the use of capital 
punishment and the number of countries using this practice is declining. Being a civilised state
India should abolish the Capital punishment as there is no credible evidence that it deters crime
more effectively than life imprisonment and other punishments.
This paper analyses the
constitutional validity and circumstances under which it may be granted with the help of some 
admissible cases and the rarest of rare doctrine prescribed by Supreme Court in
Bachan Singh 
case. This paper culminates by perceiving that Indian judiciary always recedes from 
implementation of capital punishment as there are other alternative modes of punishment.
Introduction
Capital punishment is a government sanctioned practice whereby a person is put to death by 
the state as a punishment for the gravest of crimes such as: murder, acts of terrorism, gang 
rape, etc. Terminating the life of a criminal would never terminate the crime itself. Thus, it is 
often argued that if we execute a criminal then there would be no difference between us and 
the criminal.
A majority of countries in the world has now abandoned the use of the death penalty. But the 
world has not yet formed a consensus against its use. The most populous country in the 
world, China, executes thousands of people every year, and the most powerful country, the 
United States, uses it regularly.1 Eighty-four countries retain the use of capital punishment. 
However, the number of countries employing the death penalty is declining and it is possible 
that worldwide opinion and pressure will gradually influence all countries to abandon this 
practice.2
History of capital punishment
Capital punishment is a method of punitory punishment as old as civilization itself. It is a lawful 
castigation of death as a punishment and since ancient times, it has been used for a wide variety 
of offences. Both the Greeks and Romans invoked the death penalty for a wide variety of 
offences.3
Socrates and Jesus were perhaps the most famous people ever criticized for a capital 
crime in the ancient period. Hammurabis code, a code of laws developed by king of one of the 
first empire, dates back from the third or second millennium before Christ. This code claims 
that retribution, an eye for an eye and a life for a life, is justice. In Anglo American law the 
death penalty has been a customary response to certain kinds of offences.4
Evolution of Capital Punishment In India
At independence in 1947, India retained the 1861 Penal Code which provided for the death 
penalty for murder. During the drafting of the Indian Constitution between 1947 and 1949, 
several members of the Constituent Assembly expressed the ideal of abolishing the death 
penalty, but no such provision was incorporated in the Constitution. Private members bills to 
abolish the death penalty were introduced in both houses of parliament over the next two 
decades, but none of them was adopted.
It has been estimated that 3000 to 4000 executions 
occurred between 1950 and 1980. Information on the numbers of persons sentenced to death 
and executed from 1980 to the mid- 1990s is harder to measure. It is estimated that two or three 
persons were hanged per year.5
In the
 Bachan Singh 6
judgment of 1980, the Supreme Court 
ruled that the death penalty should be used only in the rarest of rare cases, but what defines
rarest of the rare is not clear.
The Rarest of The Rare Doctrine
In 1973 to 1980, the legislative dictate has changed from death sentence being the norm to 
becoming an exception, and necessarily to be accompanied by reasons. 
Bachan Singh vs. State 
of Punjab,7
was a landmark in the escalating debate on the question of the compatibility of the 
death sentence with Art. 21 of the Constitution. The Supreme Court while holding the validity 
of the death penalty expressed the opinion that a real and abiding concern for the dignity of 
human life postulates resistance for taking a life through laws instrumentality.8 That ought not 
to be done save in the rarest of rare cases, when the alternative option is unquestionably 
foreclosed.9
However, the Court declined to formulate any aggravating or mitigating factors as it would 
fetter judicial discretion, but held that a murder diabolically conceived and cruelly executed
may attract extreme penalty. 10 It is not possible, the court opined, to feed numerous 
imponderable circumstances in an imperfect and undulating society. But what are those rarest 
of rare occasions is the dilemma.11
What appears as brutal and gruesome, to one judge may not 
appear to be so to another.12 For example, in one case the murder of wife and two children with 
the motive of leading life with the paramour could not convince Krishna Iyer, J. for death 
penalty, while Sen, J. wondered what else could be a fit case for death penalty than the one at 
hand.13 It is submitted that if the difference in perception is so glaring among two judges of the 
highest court in the country what is relative position among very large number of sessions 
judges in the country.
A. Significance And Extent
The doctrine
 rarest of the rare cases is based on Gandhian theory, i.e., 
hate the crime not the criminal.14 And thus, from this quotation, we can interpret the significance and extent of 
Death Penalty. And if we go through the deep study of it, we find that the court wants to say 
that the death penalty should be awarded rarely and only in such cases which are heinous, 
affecting the humanity and are brutal.15
The problem of Death Penalty is not very acute in respect of death sentences awarded by 
criminal courts in cases of general course of nature because death penalty is being awarded in 
very few cases of murder and in most of the cases of murder the alternative penalty of life 
imprisonment is awarded.
There is also one other characteristic of death penalty that is revealed by a study of the decided 
cases and it is that death penalty has a certain class complexion or class bias in as much it is 
largely the poor and the down trodden who are the victims of this extreme penalty.16
We would 
hardly find a rich person going to the gallows whoever has money to hire the services of great 
talents, has a reasonable chance of escaping the gallows though he has really committed a 
murder. It is only the poor, the resource less people who have nobody to support them, who 
usually go to the gallows. The death penalty in its operation is declaratory. 17 Capital 
punishment Death penalty as pointed out by warden Duffly is a privilege of the poor.18
Keeping the above points in the view the Apex Court propounded the doctrine of 
rarest of rare.
B. Judicial Discretion And The Circumstances of The Accused
The decision in 
Jagmohan Singh v. State of U.P 19 involved a failed challenge to the 
constitutionality of the death penalty. Its importance lies in the fact that it highlighted the need 
for noting special reason when imposing death sentences. 
Bachan Singh v. State of Punjab 20
,which followed, was landmark decision, which despite affirming the constitutionality of the 
death penalty diluted the scope of its imposition substantially by introducing the test of rarest 
of the rare case.
It was held that:
….for persons convicted of murder, life imprisonment is a rule and death 
sentence is an exception. A real and abiding concern for dignity of human life 
postulates resistance to taking a life through law's instrumentality. That ought 
not to be done save in the rarest of rare cases when alternative option is 
unquestionably foreclosed.
The present position regarding Capital Punishment, as one might suppose of any system of law 
with pretensions of being considered civilised, is to use it sparingly as possible- i.e. in Rarest 
Of Rare cases and this is the system as it stands in India. To have it in the statute book, but to 
use it as rarely, is the compromise that the Courts, and we as a nation, adopt. In a relatively 
recent case Panchhi v. State of U.P21 , the Court observed: Brutality of the 
manner in which a murder was perpetrated may be a ground but not the sole 
criterion for judging whether the case is one of the rarest of rare cases.
The death sentence is not a rule but an exception. Mr M. Hidayatullah, the former Chief Justice 
of the Supreme Court, observed that the doctrine of the Rarest of Rare evolved in Indian 
Jurisprudence for use specifically with regard to the death sentence is capable of discounting 
the possible errors and abuse of the sanction
Constitutionality of The Death Sentence
Indian constitution is an amalgam of many constitutions, i.e., the constitution of America, 
Britain and Japan. It should not surprise anyone, therefore, that the main provisions of the 
constitution of India guaranteeing the right to life has been lifted from the American and the 
Japanese constitutions.22 It may be added here that what we have borrowed is the form or style 
of expression and not the right itself. The right to life is not the something that constitutions 
create or even confer.23 The constitution only recognises this inalienable and indispensable 
right.
The constitutional provision is therefore, only evidentiary value. Allan Gledhill has given 
an interesting statement regarding it, which is:
In some of the older countries the right to life and liberty receives more effective protection 
from constitutiona1 conventions than they do in countries with constitutions elaborating the 
right. The degree of personal liberty enjoyed by the average Indian is not remarkably less than 
that enjoyed by a citizen of any other parliamentary democracy.24
With the on-going debate as to whether the death penalty should be abolished or not, the 
question of constitutionality of this sentence repeatedly comes into the spotlight. The basic 
question that comes to the mind of many peoples is how something can be so brutal, barbaric, 
uncivilised, inhumane, and cruel or degrading, be constitutional. Justice Krishna Iyer observed 
in Rajendra Prasads case25:
it is fair to mention that humanistic imperatives of Indian Constitution, as paramount to 
punitive strategy of Penal Code, have hardly been explored by courts in this field of 
life or death at the hands of the law. The main focus of our judgement is on this poignant gap in
human rights jurisprudence within the limits of Penal Code, impregnated by the Constitution.
To put it pithily, a world over voicing the worth of the human person, a 
cultural legacy charged with compassion an interpretative liberation from 
colonial callousness to life and liberty, a concern for social justice as 
setting the sights of individual justice, interact with the inherited text of 
the Penal Code to yield the goals desiderated by the Preamble and Articles 14, 
19, and 21.Yet, Article 21 of the Constitution states, 
No person shall be deprived of his life or 
personal liberty except according to procedure established by law. 26
A. Constitutional Powers Of The Supreme Court In Matters Relating To 
Death Sentence
Accordingly, the Supreme Court of India, considering the Constitution of India, 
regards the use 
of capital punishment as a legitimate penalty in certain of the most extreme 
criminal cases. 
In 
Bachan Singh v. State of Punjab 27
, the constitutional bench of the Supreme Court discussed 
at length the question of whether the provision of death penalty as an alternative punishment 
for murder is violation of Article 19 and 21 of the Constitution. In this judgement, Justice P.N 
Bhagwati gave his minority judgment observing that the death penalty is violation of Article 
19 and 21 of the Constitution. While the four judges in majority agreed otherwise.
Machhi Singh and others v. State of Punjab28, is considered as a landmark judgement on the 
subject of the death penalty.
The Apex Court while discussing the aggravating and mitigating 
circumstances laid down the principles which would serve as guideline to the courts while 
deciding the sentence to be awarded in murder cases. 
Mithu v. State of Punjab29 is a historical 
judgment of the full bench of the Supreme Court, wherein the court declared Section 303 of 
the IPC as unconstitutional and violative of Article 14 and 21 of the Constitution.
It held that:
We Strike down Section 303 of the Penal Code as unconstitutional and declare it void. It is 
needless to add all cases of murder will now fall under Section 302 of the Penal Code and there 
shall be no mandatory sentence of death for the offence of murder.
Therefore Supreme Court has a constitutional power in matters relating to death penalty.
B. Constitutional Powers Of The President And The Governor In Matters 
Relating To Death Sentence
After all the remedies under the judicial system are exhausted, a person on death row has the 
last remedy to knock at the doors of the first citizens of the country and seek pardon in the form 
of mercy petition which must be addressed by the convict either through authorised 
representative or himself from the prison. The Constitution under Article 72 and 161 confers 
the power on the President and the Governors, respectively, to suspend, remit or commute 
sentences in certain cases.30
The 
mercy jurisdiction of the President and the Governors to 
reduce or rescind punishment becomes operative only after the courts have delivered conviction and passed sentence. Also, the power under Article 72 and 161 bear an onus for the 
President and Governors to act fairly and reasonably. The power of President under Article 72 
is wider than that of Governor in the sense that the President has exclusive powers to grant 
pardon in case of death sentence and court martial.31
In a petition of 
Kuljeet Singh alias Ranga v. Lt. Governor of Delhi 32, seeking to declare that
the President had transgressed his executive power to grant clemency in exercise of the power 
under Article 72 of the Constitution, by refusing to grant clemency to him, the Supreme Court-
after discussing the power of the President to commute the sentence of death – dismissed the 
petition.
In 
Mohinder Singh v. State of Punjab33, the Supreme Court held that while the mercy petition 
is pending before the President of India, the Supreme Court has no jurisdiction to hear any 
application for stay on execution as it is not maintainable. The President of India has to be 
approached for a stay of execution.
It is true that the ambit of capital punishment may be found fundamentally under Article 21 of 
the Constitution, it is also true that many countries have such provisions in their constitutions 
or in their law, which allow for the use of death penalty. It is certainly true that the majority of 
these countries and the vast majorities of the worlds democratic countries have abolished the 
death penalty in law. Constitutional challenges come in many forms to the death penalty, 
however, and it is clear that challenges regarding its constitutional validity are not limited to 
death penaltys right to life under Article 21 of the Constitution of India.
As former Chief
Justice of India P.N Bhagwati stated that:
Death penalty does not serve any 
social purpose or
advance any Constitutional value and is totally arbitrary and unreasonable so as 
to be violative of Articles 14, 15, 21 of the Indian Constitution…..
For the time being, however, despite profound concerns regarding the constitutional validity of 
the death penalty, it has been held as constitutional by the Supreme Court, as already discussed 
above. It is from this basis that the judiciary of India manage its imperfect application, and 
from this basis, too, which any analysis any challenge of that application must proceed.
Conclusion
In the issues related to the administration of capital punishment, some very important 
developments in the capital sentencing law have turned the balance in favour of the capital 
convicts substantially. First, in 
Swamy Shraddananda case34 , the court has emphasised the 
availability of sentences other than the life sentence and death penalty.
The 
Court held that:
….if the Courts option is limited only to two punishments, one is a sentence of 
imprisonment, and other is death sentence, the Court may feel tempted and find 
itself nudged into endorsing the death penalty. Such a course would indeed be 
disastrous. A far more just, reasonable and proper course would be to expand the 
options and to take over what, as a matter of fact lawfully belong to the court.
Thus Court expanded the range of alternative option which needs to be 
exhausted before 
opting for death sentence and the Supreme Court gave the judgment in favour of 
convict in terms of a Bachan Singh case35 – that ought not to be done save in 
rarest of rare cases when 
alternative option is unquestionably foreclosed.
A study of death sentences after the Swamy Shraddananda case36 reveals that many cases 
which normally would have resulted in award of death sentences to the prisoners, have got the 
benefit of various alternative option between the minimum sentence of 14 years to 
a sentence of full life.37Moreover, Indian Jurisprudence on death penalty is not oblivious to 
the development in international law as also worldwide trends on the issue.38
The Supreme Court in Bariyar 39 referred to the international trends in the following terms:
Although these questions are not under consideration and cannot be addressed 
here and now, we cannot help but observe the global move away from death 
penalty. Latest statistics show that 138 nations have now abolished the death 
penalty in either law or practice. We are also aware that on 18th Dec. 2007, the 
United Nations General Assembly adopted resolution 62/149 calling upon countries 
that retain death penalty to establish a worldwide moratorium on executions with 
a view to abolishing the death penalty.
Recently, the Apex Court in 
Vodafone International Holdings B.V v. Union of India
40 stated 
that certainty is integral to the Rule of Law. In a case involving the imposition of death penalty, 
the courts cannot continue to judge under uncertainty. The normative standards in this behalf 
must be finally settled leaving the uncertainty into oblivion, which is the least judiciary can do.
Therefore we can say that, Indian judiciary is moving away from the implementation of capital 
punishment as there is a greater emphasis on alternative modes of punishment and the 
international legal developments which are against the such punishments.
Footnotes:
1 Richard C. Dieter, The Death Penalty and Human Rights: U.S. Death Penalty and 
International Law, Feb 2004, http://www.deathpenaltyinfo.org/Oxfordpaper.pdf
2 Franklin E. Zimring, The Unexamined Death Penalty: Capital Punishment and 
Reform of the Model Penal  Code, http://www.jstor.org/stable/4099437
3 Monica K. Miller and R. David Hayward, Religious Characteristics and the Death 
Penalty, http://www.jstor.org/stable/25144611
4 Dr. A. Krishna Kumari, Capital Punishment: The Never Ending Debate (12 Oct. 
2005), http://www.richard.clark32btinternet.co.uk/thoughts.html
5 Walia, Arunjeev Singh,Can society escape the noose–? : the death penalty in 
India : cases, materials, and opinion,201 (Human Rights  Law Network, 1st 
edition, 2005)
6 Bachan Singh v. State Of Punjab , AIR 1980 SC 898
7 AIR 1980 SC 898
8 Ranga Billa vs. Union of India, Supreme Court, 1982.
9 Sher Singh v. State of Punjab, A.I.R. 1983 SC 365.
10 Shankaria vs. State of Rajasthan, A.I.R., 1978, S.C.p. 1248.
11 Nirmal Singh v. State of Haryana 1999Cr.LJ. 1836.
12 Supra note 5
13 Om Prakash vs State of Haryana 1999 Cr.L.J. 2044
14 Supra note 2
15 State of M.P. vs Molai 1999 Cr.L.J. 2698.
16 Monica K. Miller and R. David Hayward, Religious Characteristics and the 
Death Penalty, http://www.jstor.org/stable/25144611
17 RajyaSabha Debates, April 25,1958, Col. per Sh. B.B.B. Sinha
18 Ragjuir Singh vs. State of Haryana, A.I.R., 1975, S.C. 677.
19 AIR 1973 SC 947
20 Id
21 AIR 1998 SC 2726
22 Death Sentence: A Critical Analysis, http://shodhganga.inflibnet.ac.in/bitstream/10603/12841/10/10_chapter%204.pdf
23 Supra note 2
24 Gledhill, The life and liberty in first ten years of republican India, 2. J.I.L.I. 241 at 266 (1959-60).
25 Rajendra Prasad Etc. v State Of Uttar Pradesh, 1979 AIR 916
26 INDIA CONST. art. 21
27 Supra note 16
28 Machhi Singh and others v. State of Punjab, 1983 AIR 957
29 Mithu v. State of Punjab, 1983 AIR 473
30 INDIA CONST. art. 72 & 161
31 187th Report of Law Commission Of India, Consultation Paper On Mode Of 
Execution Of Death Sentence And Incidental Matters,
http://lawcommissionofindia.nic.in/reports/187th%20 report.pdf
32 Kuljeet Singh alias Ranga v. Lt. Governor of Delhi, 1982 AIR 774
33 Mohinder Singh v. State of Punjab, AIR 1965 SC 79
34 Swamy Sharddananda v. State of Karnataka, 12 SCC 288
35 Supra note 6
36 Supra note 34
37 See Dilip Premnarayan Tiwari v. State of Maharashtra, (2010) 1 SCC 775, Haru 
Ghosh v. State of West Bengal, (2009) 15 SCC 551, Ramraj @ Nanhoo @ Bhinu v. 
State of Chhattisgarh, (2010) 1 SCC 573, Mulla v. State of U.P, (2010) 3 SCC 
508, Sebastian @ Chevithiyan v. State of Kerala, (2010) 1 SCC 58
38 Rajesh Kumar v. State through Govt. of NCT of Delhi, (2011) 13 SCC 706
39 Santosh Kumar Satishbhushan Bariyar v. State of Maharashtra, CRIMINAL APPEAL 
NO. 452 OF 2006
40 (2012) 1 SCALE 530
 
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