Doctrine of Res Judicata under Section 11 of the Civil Procedure Code
How do we know whether a person can file a suit again or not? Under what conditions can a suit be refiled? This article answers such questions by explaining the principle of Res Judicata under Section 11 of the Civil Procedure Code.
History and Origin
The doctrine of Res Judicata has a long historical background. It was recognized by ancient Hindu jurists as “Purva Nyaya” (former judgment) and was also understood under Mohammedan law. Under Roman law, it was held that one suit and one decision were sufficient for a single dispute.
The principle was later adopted in European and Commonwealth legal systems. Though the rule sometimes worked harshly—for instance, when the previous decision was incorrect—it was still justified as a matter of public policy, requiring finality in litigation. The doctrine entered Indian law through the common law tradition and was incorporated into the Civil Procedure Code to prevent a party from approaching the court repeatedly for the same issue.
Extent and Applicability
Res Judicata is rooted in both public and private interests. It applies to civil suits, execution proceedings, interim orders, writ petitions, and criminal cases.
Public Policy:
Prevents multiplicity of proceedings.
Reduces the burden on courts.
Private Policy:
Ensures finality of litigation for parties.
Prevents repeated harassment over the same issue.
Meaning of Res Judicata
“Res” means subject matter, and “Judicata” means adjudged or decided. Together, Res Judicata means “a matter that has been adjudged.” If a court has already decided a matter between the same parties, the same issue cannot be litigated again.
Examples:
A sues B for damages for breach of contract. The suit is dismissed. A second suit for the same cause is barred as the issue has already been decided.
A sues B, C, and D, and the court interprets a will during the proceedings. The interpretation becomes binding in any future suit among the same parties.
Principle of Res Judicata
This principle mandates that litigation should come to an end and is based on justice, equity, and good conscience. Section 11 codifies this principle and functions as a procedural bar, ensuring that once a matter has been finally decided, it cannot be reopened.
Object
The doctrine is based on three Latin maxims:
Nemo debet bis vexari pro una et eadem causa – No one should be vexed twice for the same cause.
Interest reipublicae ut sit finis litium – It is in the interest of the state to end litigation.
Res judicata pro veritate accipitur – A judicial decision must be accepted as correct.
Rationale
The rationale is to prevent multiple proceedings and to ensure that matters once heard and decided are not reopened. It is based on both private justice and public policy.
Res Judicata under CPC
Section 11 CPC embodies this doctrine. It states that no court shall try a suit or issue which has been directly and substantially in issue in a former suit between the same parties, provided that the matter was decided by a competent court.
Conditions for Applicability:
Same matter in issue.
Same parties or their representatives.
Same title.
Competent court.
Matter must have been heard and finally decided.
Constructive Res Judicata
Explained under Explanation IV of Section 11 CPC, this concept bars issues that could and should have been raised in an earlier suit. The idea is to compel parties to present all available claims and defenses at once.
Case Law:
Forward Construction Co. v. Prabhat Mandal (AIR 1986 SC) – The court held that even matters not raised but which could have been raised are barred.
Policy Behind Constructive Res Judicata:
The law discourages withholding issues for future litigation. The maxim “Vigilantibus non dormientibus jura subveniunt” means the law aids the vigilant, not those who sleep on their rights.
Res Judicata in Representative Suits
Under Explanation VI of Section 11, decisions in representative suits bind all interested parties if:
A common right is asserted.
Unnamed parties have a vested interest.
The suit is prosecuted in good faith.
Mandatory and Exhaustive Nature
Section 11 is mandatory. If its conditions are satisfied, the court cannot try the matter again. However, the doctrine also applies beyond Section 11 in suitable cases.
Case Law:
Lal Chand v. Radha Kishan (AIR 1977 SC) – Section 11 is not exhaustive; its underlying principle can apply to similar situations.
Frequently Asked Questions (FAQs)
Does Res Judicata apply to abated suits?
– No, because the suit was not finally decided.
Does Res Judicata apply to ex parte decrees?
– Yes, as the court has provided an opportunity for hearing.
Does Res Judicata apply on appeal?
– No, not during the appeal process.
Does Res Judicata apply to writs?
– Yes, unless dismissed in limine (without hearing).
Does Res Judicata apply to execution proceedings?
– Yes, per Explanation VII of Section 11.
Res Judicata and Rule of Law
In Daryao v. State of U.P. (AIR 1961 SC 1457), the Supreme Court held that a writ dismissed by a High Court under Article 226 bars a subsequent petition under Article 32 on the same grounds.
Res Judicata and Precedents
While Res Judicata applies only to parties of a case, precedents may influence future decisions. If facts and laws are similar, earlier conclusions can guide new rulings, even if the parties differ.
Plea of Res Judicata
It must be specifically pleaded and proven in court. The affected party must have notice and the opportunity to contest the plea.
Burden of Proof
The burden lies with the party claiming that a matter is barred by Res Judicata.
Can Res Judicata be Waived?
Yes. If a party fails to raise the plea at the appropriate stage, it may be considered waived (P.C. Ray & Co. v. Union of India).
Res Judicata vs Estoppel
Res Judicata binds the court; Estoppel binds the parties.
Res Judicata prevents repeated suits; Estoppel prevents contradictory statements.
Res Judicata removes court jurisdiction; Estoppel does not.
Res Judicata is procedural; Estoppel is evidentiary.
Res Judicata applies to both parties; Estoppel usually binds one.
Res Sub Judice vs Res Judicata
Res Judicata: Issue already decided.
Res Sub Judice: Issue pending decision.
One-Liners
Section 11 CPC codifies the doctrine of Res Judicata.
Explanation IV covers Constructive Res Judicata.
Explanation VII includes execution proceedings.
Explanation VI addresses representative suits.
Applicable only when a competent court has finally decided the issue.
Applies to writs dismissed on merits.
Applies to domestic and administrative tribunal decisions if conditions are met.
Key Cases
Iftikhar Ahmed v. Syed Meharban Ali, AIR 1977 SC 749
Re: Devilal v. TO, AIR 1965 SC
Daryao v. State of UP, AIR 1961 SC 1457
M.S.M Sharma v. Dr. Shree Krishna, AIR 1960 SC 1186
Lal Chand v. Radha Kishan, AIR 1977 SC 789
Brobston v. Darby Borough
Lowe v. Haggerty
Avtar Singh v. Jagjit Singh
Conclusion
Res Judicata is a legal doctrine based on public policy, justice, and equity. When Section 11’s conditions are met, any subsequent suit on the same matter becomes barred, and the court becomes incompetent to decide it. If the court proceeds despite this bar, the decree passed is void ab initio.
Award-Winning Article Written By: Ms.Anshu Sharma, 3rd-year student pursuing B.A. LL.B. from Geeta Institute of Law, Panipat.
1 Comment
This article is very informative and very helpful. It is very relevant topic to every law student.